Section 131AA: Reporting of infringements

Financial Services and Markets Act 2000 · 2000 c. 8View on legislation.gov.uk

Part VIII: Provisions relating to market abuse

This section applies to employers who—

provide regulated financial services;
carry on regulated activities in reliance on the exemption in section 327; or
are recognised bodies ... or third country central counterparties.

Employers must have in place appropriate internal procedures for their employees to report contraventions of the market abuse regulation or any supplementary market abuse legislation.

In this section—

  • "employee" and "employer" have the meaning given in section 230 of the Employment Rights Act 1996;

  • "recognised body" has the meaning given in section 313;

  • "regulated financial services" has the meaning given in section 1H.

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Reuse reviewed 21 August 2026 under Open Government Licence v3.0.