If the FCA proposes to refuse an application under section 143K(1), it must give the applicant a warning notice.
If the FCA decides to refuse an application under section 143K(1), it must give the applicant a decision notice.
Section 143N: Refusal of applications under section 143K
Financial Services and Markets Act 2000 · 2000 c. 8View on legislation.gov.uk
Part 9C: Prudential regulation of FCA investment firms
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