Section 143U: Varying and withdrawing a Part 9C prohibition order

Financial Services and Markets Act 2000 · 2000 c. 8View on legislation.gov.uk

Part 9C: Prudential regulation of FCA investment firms

The FCA may vary or revoke a Part 9C prohibition order on the application of the individual named in the order.

On an application for the variation or revocation of a Part 9C prohibition order—

if the FCA decides to grant the application, it must give the applicant written notice of its decision,
if the FCA proposes to refuse the application, it must give the applicant a warning notice, and
if the FCA decides to refuse the application, it must give the applicant a decision notice.

If the FCA gives the applicant a decision notice under subsection (2)(c), the applicant may refer the matter to the Tribunal.

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Reuse reviewed 21 August 2026 under Open Government Licence v3.0.