If the FCA proposes to take action against a person under section 143W(2), (3) or (5) it must give the person a warning notice.
A warning notice about a proposal to impose a penalty must state the amount of the penalty.
A warning notice about a proposal to publish a statement must set out the terms of the statement.
A warning notice about a proposal to impose a restriction under section 143W(5) must state—
If the FCA decides to take action against a person under section 143W(2), (3) or (5) it must give the person a decision notice.
A decision notice about the imposition of a penalty must state the amount of the penalty.
A decision notice about the publication of a statement must state the terms of the statement.
After the statement is published, the FCA must send a copy of the statement to—
A decision notice about the imposition of a restriction under section 143W(5) must state—
If the FCA decides to take action against a person under section 143W(2), (3) or (5), the person may refer the matter to the Tribunal.
If the FCA decides to vary or cancel a restriction under section 143W(6), it must give written notice of its decision to the applicant.