Section 404C: Enforcement

Financial Services and Markets Act 2000 · 2000 c. 8View on legislation.gov.uk

Financial Services and Markets Act 2000
- Section 404B: Complaints to the ombudsman scheme
- Section 404D: Applications to Tribunal to quash rules or provision of rules

Part XXVIII: Miscellaneous

The following provisions—

Part 14 (disciplinary measures), and

so much of this Act as relates to any provision of that Part,

(which , subject to section 415AA(1), apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.

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Section 404C: Enforcement

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