The relevant licensing authority may refer to an appropriate regulator any matter relating to the conduct of—
an employee or manager of a licensed body;
a person designated as a licensed body's Head of Legal Practice or Head of Finance and Administration.
The licensing authority may also refer any matter relating to the conduct of such a person to the Board.
Appropriate regulators are—
if the person is an authorised person in relation to a reserved legal activity, any relevant approved regulator in relation to that person, and
if the person carries on non-reserved activities, any person who exercises regulatory functions in relation to the carrying on of such activities by the person.