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Section 853E: Duty to notify trading status of shares

Companies Act 2006 · 2006 c. 46View on legislation.gov.uk

Part 24: Annual confirmation of accuracy of information on register

This section applies where a company having a share capital makes a confirmation statement.

The company must deliver to the registrar a statement dealing with the matters mentioned in subsection (4) at the same time as it delivers the confirmation statement.

Subsection (2) does not apply if and to the extent that the last statement delivered to the registrar under this section applies equally to the confirmation period concerned.

The matters are—

whether any of the company's shares were, at any time during the confirmation period concerned, shares admitted to trading on a relevant market or on any other market which is outside the United Kingdom, and
if so, whether both of the conditions mentioned in subsection (5) were satisfied throughout the confirmation period concerned.

The conditions are that—

there were shares of the company which were shares admitted to trading on a relevant market;
the company was a DTR5 issuer.

In this Part—

  • "DTR5 issuer" means an issuer to which Chapter 5 of the Disclosure Rules and Transparency Rules sourcebook made by the Financial Conduct Authority (as amended or replaced from time to time) applies;

  • "relevant market" means—but not an overseas investment exchange, as defined by section 313 (interpretation of Part 18) of the Act.a recognised investment exchange, as defined in section 285(1)(a) (exemption for recognised exemption exchanges and clearance houses) of the Financial Services and Markets Act 2000 ("the Act"); andany other market which is a UK regulated market or an EU regulated market,

About this text

This legislation text comes from legislation.gov.uk. Contains public sector information licensed under the Open Government Licence v3.0. These source and reuse terms cover the legislation text, not Remedy's commentary.

Reuse reviewed 21 August 2026 under Open Government Licence v3.0.